Success Stories—Daily Operations & Technology Risk Dashboard for COO… Daily Operations & Technology Risk Dashboard for COO – Major Housing Finance Provider Client Overview: A major housing finance provider engaged Enosys to develop a daily operations and technology risk dashboard
Success Stories—Mutual Fund Breakpoint Overcharge Refund Program… Mutual Fund Breakpoint Overcharge Refund Program – $20MM to 44,000 Client Accounts Client Overview: A brokerage firm engaged Enosys to design, implement, and manage a regulatory remediation program to refund clients who were
Success Stories—18-Month Staff Augmentation Post-Merger Integration 18-Month Staff Augmentation Post-Merger Integration – International Investment Bank U.S. Operations Client Overview: Two international investment banks engaged Enosys to lead an 18-month staff augmentation effort in support of their U.S. operations post-merger integration.
Success Stories—Post-Merger Integration Planning & Analysis … Post-Merger Integration Planning & Analysis U.S. Broker / Dealer Subsidiaries of Two German Banks Client Overview: Two German banks with U.S. broker/dealer subsidiaries engaged Enosys to lead post-merger integration planning and analysis. The
Success Stories—Back-Office Conversion Self-Clearing to Fully Disclosed Status with Pershing Back-Office Conversion Self-Clearing to Fully Disclosed Status with Pershing Client Overview: The brokerage arm of a large regional bank engaged Enosys to lead a one-year program to convert back-office functions
Success Stories—RCSA Documentation Process… RCSA Documentation Process 96 RCSAs Across 11 Banking & Investment Operations Functions Client Overview: A Top U.S. Private Bank engaged Enosys to lead the RCSA (Risk and Control Self-Assessment) documentation process across its banking and investment
Success Stories—General Ledger Reconciliation Unit… General Ledger Reconciliation Unit Control Assessment – Private Bank Client Overview: A Top U.S. Private Bank engaged Enosys to lead a control assessment for its general ledger reconciliation unit. The client needed an objective review
Success Stories—Control Assessment – 16 Middle & Back-Office Functions… Control Assessment – 16 Middle & Back-Office Functions 80+ Recommendations Client Overview: A Top 5 U.S. Wealth Manager and Discount Broker engaged Enosys to lead a control assessment across 16 middle
Success Stories—Risk and Controls and Operational Efficiency Assessmen… Risk and Controls and Operational Efficiency Assessment – Wealth Management Operations Unit Client Overview: A top-five U.S. full-service wealth manager engaged Enosys to lead a reengineering project focused on improving the client
Success Stories—Risk & Controls and Operational Efficiency Assessment Risk & Controls and Operational Efficiency Assessment Client Overview: A large Canadian Bank engaged Enosys to lead a risk and controls and operational efficiency assessment for its wealth management operations unit. The
For over 30 years, Enosys Consulting has helped financial institutions optimize front, middle, and back office operations. Our team works side by side with clients to modernize systems, streamline processes, and strengthen technology environments delivering measurable reductions in overhead, operating costs, and risk.
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